Link to Content Area

Financial Supervisory Commission logo

Important Measures

Relaxing the regulation governing sharing of business venue and staff between securities business unit concurrently operated by a bank and other business units

2017-08-11
On June 27, 2017, the FSC introduced the amendment to Article 5 of the Regulations Governing Operation Scopes and Risk Management for Banks Conducting Trust or Securities Business. In the case of business activities with the same nature as concurrent operation and without conflict of interest, the activities of transaction end, marketing end and back desk are separated and securities business units concurrently operated by the bank are allowed to share business venue and staff with other business units.
  • Visitor: 925
  • Update: 2017-08-11
Top