Explanation of New Regulations
The Order Regarding Article 15, Subparagraph 3 of the Securities and Exchange Act
2020-12-28
Financial Supervisory Commission Order
Date: 2020.12.28
Ref. No.: No. 1090366019
Financial Supervisory Commission Order is hereby given, for the stipulation pursuant to Subparagraph 3 of Article 15 of "Securities and Exchange Act", which stipulates relevant rules for securities brokers who may operate foreign bond trading agency business (interpretive rule becomes effective from 28th, December 2020)
Date: 2020.12.28
Ref. No.: No. 1090366019
Financial Supervisory Commission Order is hereby given, for the stipulation pursuant to Subparagraph 3 of Article 15 of "Securities and Exchange Act", which stipulates relevant rules for securities brokers who may operate foreign bond trading agency business (interpretive rule becomes effective from 28th, December 2020)
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- Update： 2021-01-14
