Important Measures
Important Measure September 2019
2019-11-26
FSC Issues Order Regarding Articles 23, 39, and 41-1 of the Standards Governing the Establishment of Securities Firms as well as Articles 18-1, 51, and 52 of the Regulations Governing Securities Firms
The Financial Supervisory Commission promulgated Order No. 1080360078 on 18 September 2019, stipulating that a securities firm applying for new businesses, establishing new branch, or investing in domestic or foreign enterprises shall fulfill the Information Security Self-Assessment Form, which is now the required application document.
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- Update: 2019-11-26