FSC convened a colloquium for chief internal auditors of securities investment trust enterprises on November 6, 2020
In order to strengthen the communication with securities investment trust enterprises and improve the effectiveness of internal audit mechanisms, the FSC held a colloquium for chief internal auditors of 39 securities investment trust enterprises on November 6, 2020.
The session topics included the primary examination findings, the key points of improvements for examination findings, as well as the introduction of trade secrets.
During the meeting, the FSC exchanged a wide range of opinions on topics, including recent supervisory issues and critical audit matters with all participants. With two-way communication, it allowed financial institutions to gain a better understanding about the supervisory concerns and the examination focuses.