Important Measures
FSC held award meetings for securities firms and insurance companies who outperformed in regard to “Treating Customers Fairly Principles”
2019-11-07
The FSC held two award meetings on August 14 and 16, 2019 respectively, for communication over the mechanism for assessing the performance of insurance companies and securities firms in regard to their compliance with the Treating Customers Fairly Principles and acclaim of the companies with outperformance. The FSC presented awards to the outstanding companies, who shared their compliance practices and related experiences with their peers for their reference with respect to their promotion of protection of consumer rights. The FSC also shared the violation, deficiencies and related cases discovered through its supervision activities for review of operation procedures or establishment of control mechanism of these companies, in order to enhance their mechanism and performance of compliance with the Treating Customers Fairly Principles.
- Visitor： 574
- Update： 2019-11-07
