1.Date the fine was imposed: July 23, 2020

2.Recipient of the fine: Unity Opto Technology Co., Ltd.

3.Legal basis of the fine:  Paragraph 1(1) &(2)of Article 36 , Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.

4.Facts of the violation and reasons:It was found Unity Opto Technology Co., Ltd.that failed to complete the regulatory filing of the financial statement for 2019 and Q1 2020.

5.Resulting fine:Sentenced to the fine for the responsible person of the company, NT$240,000, in accordance with Paragraphs 1(1) &(2)of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.