Menu
Skip to main content block
:::

Enforcement

Main Content

Administrative Fine Imposed on the Responsible Person of Unity Opto Technology Co., Ltd. (Listed Company 2499)

1.  Date the fine was imposed: April 8, 2021

2.  Recipient of the fine: Unity Opto Technology Co., Ltd. 

3.  Legal basis of the fine:  Paragraph 1(1) &(2)of Article 36 , Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.

4.  Facts of the violation and reasons: Entery Industrial Co., Ltd. failed to complete the regulatory filing of the financial statement for 2019 and Q1& Q2 2020 in accordance with Paragraph 1(1) & (2) of Article 36 of the Securities and Exchange Act.

5.  Resulting fine:Sentenced to the fine, NT$720,000, in accordance with Paragraphs 1(1) &(2)of Article 36, Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.
 
Visitor: 386   Update: 2021-04-09