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Explanation of New Regulations

Explanation order for Paragraph 2, Article 10 of Regulation of internal audit and internal control system of financial holding companies and banking industries.


Issuance date: March 15th, 2022
Reference No.: No. 11106000691

The chief auditor is not allowed to concurrently take a position 
that will cause conflicts or limitations to the audit work, including 
the head of a department of the financial holding company or the 
banking institutions that should be audited by the internal audit 
unit, and the director or supervisor of the financial holding 
company or the banking institutions.

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  • Update: 2022-03-18