Important Measures-Financial Supervisory Commission

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1 2023-11-15 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
2 2023-11-15 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
3 2023-11-15 Securities and Futures Bureau Important Measure Sep 2023
4 2023-11-14 Banking Bureau Important Events In October 2023
5 2023-11-08 Securities and Futures Bureau Sanction on Capital Securities Co., Ltd. for Violation......
6 2023-11-06 Securities and Futures Bureau Yuanta Futures Co., Ltd. Sanctioned for Violation of L......
7 2023-11-03 Financial Examination Bureau Amendments to the forms of internal audit report of sp......
8 2023-11-03 Financial Examination Bureau Amendments to the forms of internal audit report of cr......
9 2023-11-02 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
10 2023-10-27 Financial Examination Bureau FSC Convened a Colloquium for Chief Internal Auditors ......
11 2023-10-27 Financial Examination Bureau FSC convened a colloquium for chief internal auditors ......
12 2023-10-26 Securities and Futures Bureau Sanction on Hua Nan Securities Co., Ltd. for Violation......
13 2023-10-26 Securities and Futures Bureau Sanction on Mega Securities Co., Ltd. and Its Employee......
14 2023-10-26 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
15 2023-10-25 Securities and Futures Bureau Sanctions on President Securities Co., Ltd. and Its Em......

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18F., No.7, Sec. 2, Xianmin Blvd., Banqiao Dist., New Taipei City 220232, Taiwan(R.O.C.)
Financial Supervisory Commission, R.O.C. Copyright © 2021
Representative Office in New York : 1 E.42 Street, 13F, New York, NY 10017, U.S.A. TEL:(1-212) 317-7326
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Update Date：2023-12-05
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