Important Measures-Financial Supervisory Commission

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No. Date Category Topic
1 2023-05-18 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
2 2023-05-18 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
3 2023-05-18 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
4 2023-05-18 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
5 2023-05-17 Securities and Futures Bureau Important Measure March 2023
6 2023-05-12 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
7 2023-05-12 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
8 2023-05-11 Banking Bureau Important Events In April 2023
9 2023-05-04 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
10 2023-05-04 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Person ......
11 2023-04-19 Securities and Futures Bureau The Penalty Case for IBF Securities Co., Ltd. and Form......
12 2023-04-19 Securities and Futures Bureau Important Measure February 2023
13 2023-04-18 Securities and Futures Bureau Sanction on Concord International Securities Co., Ltd.......
14 2023-04-17 Securities and Futures Bureau Capital Futures Corp. and Its Associated Person Chen a......

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18F., No.7, Sec. 2, Xianmin Blvd., Banqiao Dist., New Taipei City 220232, Taiwan(R.O.C.)
Financial Supervisory Commission, R.O.C. Copyright © 2021
Representative Office in New York : 1 E.42 Street, 13F, New York, NY 10017, U.S.A. TEL:(1-212) 317-7326
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Update Date：2023-06-02
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