Menu
Skip to main content block
:::
:::

Enforcement

Main Content
Search:
Category: FSC BB SFB IB FEB
2020/08 2020/07 2020/06
  Choose Date ~
  Choose Date
No.
Date
Category
Topic
1
2020-07-31
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
2
2020-07-23
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
3
2020-07-17
Securities and Futures Bureau
Concord Securities Co., Ltd and its former employe......
4
2020-06-23
Securities and Futures Bureau
The Case of Fine Imposition on the Legal Represent......
5
2020-06-01
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
6
2020-05-25
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
7
2020-05-21
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
8
2020-05-18
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
9
2020-05-18
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
10
2020-05-18
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
11
2020-05-15
Securities and Futures Bureau
Administrative Fine was Imposed on the Responsible......
12
2020-05-15
Securities and Futures Bureau
Concord Futures Corp. and Its Associated Person Li......
13
2020-05-14
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
14
2020-05-13
Securities and Futures Bureau
E-invest Security Investment Consultant Co., Ltd S......
15
2020-05-06
Securities and Futures Bureau
Administrative Fine Imposed on the Responsible Per......
Visitor： 14613