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No. Date Category Topic
1 2021-09-22 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
2 2021-09-09 Securities and Futures Bureau Sanction on E.Sun Securities Co., Ltd. for Violati......
3 2021-09-03 Securities and Futures Bureau Imposition of Fines on the Former Responsible Pers......
4 2021-09-01 Securities and Futures Bureau Sanction on the Associated Person of Schroder Secu......
5 2021-09-01 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
6 2021-08-19 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
7 2021-08-17 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
8 2021-08-12 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
9 2021-08-09 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
10 2021-07-29 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
11 2021-07-27 Insurance Bureau FSC imposes sanctions on Shin Kong Life Insurance
12 2021-07-12 Securities and Futures Bureau Fine Imposition on the Principal of Nankang Rubber......
13 2021-06-30 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
14 2021-06-29 Insurance Bureau FSC imposes sanctions on Far Glory Life Insurance ......
15 2021-06-23 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......

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18F., No.7, Sec. 2, Xianmin Blvd., Banqiao Dist., New Taipei City 220232, Taiwan(R.O.C.)
Financial Supervisory Commission, R.O.C. Copyright © 2021
Representative Office in New York : 1 E.42 Street, 13F, New York, NY 10017, U.S.A. TEL:(1-212) 317-7326
Representative Office in London : Level 17, 99 Bishopsgate, London EC2M 3XD, United Kingdom. TEL:(44-20)7628-1501
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Update Date：2021-09-28
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