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No. Date Category Topic
1 2023-11-15 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
2 2023-11-15 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
3 2023-11-08 Securities and Futures Bureau Sanction on Capital Securities Co., Ltd. for Viola......
4 2023-11-06 Securities and Futures Bureau Yuanta Futures Co., Ltd. Sanctioned for Violation ......
5 2023-11-02 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
6 2023-10-26 Securities and Futures Bureau Sanction on Hua Nan Securities Co., Ltd. for Viola......
7 2023-10-26 Securities and Futures Bureau Sanction on Mega Securities Co., Ltd. and Its Empl......
8 2023-10-26 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
9 2023-10-25 Securities and Futures Bureau Sanctions on President Securities Co., Ltd. and It......
10 2023-10-18 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
11 2023-09-21 Securities and Futures Bureau Administrative Fine Imposed on Zheng○○Certified P......
12 2023-09-20 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
13 2023-09-19 Securities and Futures Bureau Sanction on Horizon Securities Co., Ltd. and Its E......
14 2023-09-13 Securities and Futures Bureau Administrative Fine Imposed on the Responsible Per......
15 2023-08-31 Securities and Futures Bureau Sanction on Cathay Futures for Violation of Future......

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18F., No.7, Sec. 2, Xianmin Blvd., Banqiao Dist., New Taipei City 220232, Taiwan(R.O.C.)
Financial Supervisory Commission, R.O.C. Copyright © 2021
Representative Office in New York : 1 E.42 Street, 13F, New York, NY 10017, U.S.A. TEL:(1-212) 317-7326
Representative Office in London : Level 17, 99 Bishopsgate, London EC2M 3XD, United Kingdom. TEL:(44-20)7628-1501
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Update Date：2023-11-30
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