Enforcement
Administrative Fine Imposed on the Responsible Person of Unity Opto Technology Co., Ltd. (Listed Company 2499)
2021-05-06
1. Date the fine was imposed: May 6, 2021
2. Recipient of the fine: Unity Opto Technology Co., Ltd.
3. Legal basis of the fine: Paragraph 1 & 2 of Article 36 , Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.
4. Facts of the violation and reasons: Entery Industrial Co., Ltd. failed to complete the regulatory filing of the financial statement for Q4 2019 , Q1& Q2 2020 and Q4 2020 in accordance with Paragraph 1 & 2 of Article 36 of the Securities and Exchange Act.
5. Resulting fine:Sentenced to the fine, NT$720,000, in accordance with Paragraphs 1 & 2 of Article 36, Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.
2. Recipient of the fine: Unity Opto Technology Co., Ltd.
3. Legal basis of the fine: Paragraph 1 & 2 of Article 36 , Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.
4. Facts of the violation and reasons: Entery Industrial Co., Ltd. failed to complete the regulatory filing of the financial statement for Q4 2019 , Q1& Q2 2020 and Q4 2020 in accordance with Paragraph 1 & 2 of Article 36 of the Securities and Exchange Act.
5. Resulting fine:Sentenced to the fine, NT$720,000, in accordance with Paragraphs 1 & 2 of Article 36, Paragraph 1 (4) of Article 178 and Article 179 of the Securities and Exchange Act.
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- Update： 2021-05-11
