Enforcement
Administrative Fine Imposed on the Responsible Person of ROO HSING CO., LTD (Listed Company 4414)
2023-03-14
1.Date the fine was imposed:March 14, 2023
2.Recipient of the fine: ROO HSING CO., LTD
3.Legal basis of the fine: Paragraphs 1 (2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act
4.Facts of the violation and reasons: ROO HSING CO., LTD failed to complete the Q2,Q3 2022 financial statement in accordance with Paragraph 1(2) of Article 36 of the Securities and Exchange Act.
5.Resulting fine: Sentenced to the fine, NT$720,000, in accordance with Paragraphs 1(2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.
2.Recipient of the fine: ROO HSING CO., LTD
3.Legal basis of the fine: Paragraphs 1 (2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act
4.Facts of the violation and reasons: ROO HSING CO., LTD failed to complete the Q2,Q3 2022 financial statement in accordance with Paragraph 1(2) of Article 36 of the Securities and Exchange Act.
5.Resulting fine: Sentenced to the fine, NT$720,000, in accordance with Paragraphs 1(2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.
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- Update: 2023-03-15